NBC American Equity Deposit Notes, Series 4F (USD)

Current price: US$144.09
As of 26-Jan-2023

General Information

Issuer:
NBC
FundSERV Code:
NBC3130
ISM Code:
V80060

Product Description

The American Equity Deposit Note offers the growth potential of a American diversified companies portfolio all while ensuring 100% principal protection at maturity.

Highlights

  • 5-year term.
  • Principal invested on the Issue Date is 100% protected at maturity.
  • Participation Factor: 75.00%.
  • Variable return: The Deposits aim to provide you with a return at maturity linked to the performance of an equally weighted portfolio of the common shares of 16 American companies.
  • Variable Return: means a percentage equal to the product of (i) the Reference Portfolio Return on the Valuation Date and (ii) the Participation Factor, subject to a minimum of zero.
  • Reference Portfolio Return: means on any day, the sum of the Weighted Reference Asset Return of each Reference Asset comprising the Reference Portfolio.
  • The Market Maker intends to maintain until the Valuation Date, under normal market conditions, a daily secondary market for the Deposits.
  • A daily secondary market is maintained subject to availability. A Holder who sells Deposits prior to maturity may receive less than the Principal Amount per Deposit.
  • Not Eligible for CDIC coverage.
  • Eligible for RRSPs, RRIFs, RESPs, RDSPs, DPSPs and TFSAs.

Dates

Issue Date:
27-Jan-2017
Maturity date:
27-Jan-2023
Note term:
6.0 years
Valuation Date:
20-Jan-2023

Price and Historical Values

Last Updated Date:
26-Jan-2023
Current Price:
US$144.09

The bid price and any related information on the date of sale may differ from the current price and information posted above. Please refer to the offering document or your investment advisor.

Note

On June 2, 2021, Merck & Co., Inc. (NYSE: MRK) (“Merck”) completed the spin-off of Organon & Co. (NYSE: OGN) (“Organon”) by the special dividend distribution of one-tenth of a share of Organon common stock for every Merck common share, triggering a Potential Adjustment Event as per the terms and conditions of the Deposit Notes in respect of the common shares of Merck, a Reference Share in the Reference Portfolio of the Deposit Notes. As such, the Initial Value of the common shares of Merck was adjusted as of the closing of the markets on June 2, 2021. On November 16, 2020, Pfizer Inc. (NYSE: PFE) (“Pfizer”) completed the transaction to spin-off its Upjohn division and combine it with Mylan N.V. (Nasdaq: MYL) to form Viatris Inc. (Nasdaq: VTRS) (“Viatris”), triggering a Potential Adjustment Event as per the terms and conditions of the Deposit Notes in respect of the common shares of Pfizer, a Reference Share in the Reference Portfolio of the Deposit Notes. As stockholders received common shares of Viatris, they were sold and reinvested in common shares of Pfizer. As a result, the Initial Value of the common shares of Pfizer was adjusted as of the closing of the markets on November 16, 2020. On November 3, 2021, International Business Machines Corporation (NYSE: IBM) (“IBM”) announced the completion of its separation from Kyndryl Holdings, Inc. (NYSE: KD) (“Kyndryl”). Starting on November 4, 2021, Kyndryl will be traded on the New York Stock Exchange under the symbol “KD”. IBM completed the spin-off of Kyndryl by the special distribution of one share of Kyndryl’s common stock for every 5 shares of IBM’s common stock held. This event triggered a Potential Adjustment Event as per the terms and conditions of the Deposit Notes in respect of the common shares of IBM, a Reference Share in the Reference Portfolio of the Deposit Notes. As such, the Initial Value of the common shares of IBM was adjusted as of the closing of the markets on November 3, 2021.

Legal Notice

Portfolio

CompanyInitial ValueFinal PriceReturn
Apple Inc.30.488137.87352.21%
Caterpillar98.99249.71152.26%
Cisco Systems, Inc.30.9846.7851.00%
Citigroup Inc.57.1151.09-10.54%
Ford11.747112.405.56%
General Motors37.0135.35-4.49%
HP14.827.9188.58%
International Business Machines Corporation169.350578141.20-16.62%
Intel Corporation37.9829.22-23.06%
Merck & Co., Inc.58.880211109.9486.72%
PepsiCo Inc.103.48169.8864.17%
Pfizer29.78454645.1151.45%
The Procter & Gamble/Co86.72142.9764.86%
Qualcomm Inc.54.24122.90126.59%
Verizon49.640.00-19.35%
Wells Fargo56.5943.92-22.39%
Reference Portfolio Return58.79%
Basket Level1 591.837